Broker Dealer - Operations Associate
StateTrust Wealth Management is a full-service broker/dealer and financial advisor specializing in Wealth Management and Financial Planning that uses state of the art technology and offers unique personal service. We seek a Bilingual (English/Spanish) Operations Associate to assist our operations team and Compliance Manager with our international business in our main Headquarters in Boca Raton, Florida.
Responsibilities
Ø Performing client related activities including servicing, account openings, wire transfers, journals, issuing checks, reports, ACATs, follow-ups and reconciliation.
Ø Implementing and executing process and procedures and back-office operations
Ø Support brokers and referral brokers
Ø Keeping track of pending issues related to accounts
Ø Creation of Personal Holding Companies and all aspects of their existence.
Requirements
Ø At least 5 years of experience in the industry
Ø Knowledge of all operational processes in the broker dealer industry
Ø Detail oriented
Ø Knowledge of MS Office and computer literate
Ø Excellent communication both verbal and written in both English and Spanish
Ø Industry Licensed – series 7 and 24 a plus
Please send your resume to hr@statetrust.com
...technology in a collaborative and innovative environment. About the Role: Intangles North America is seeking a motivated Technical Installation Specialist to join our growing team. In this role, you will be responsible for the installation, maintenance, and...
...each patient. Role Description This is a full-time on-site Nurse Practitioner role at Three Rivers Medical Associates located in the... ...Education: Graduate Degree, required. Master's degree in NP program or post Master's NP program. As of January 1, 2005, all...
...Join Our Team Bulk Delivery Driver (Full-Time) at SEMCO Energy! Looking for a stable, hands-on career in propane delivery? SEMCO Energy is hiring a Bulk Propane Delivery Driver for our Hot Flame location in Carney, MI and we want you on board! What Youll Do...
...An exciting opportunity exists for an experienced, motivated and inspiring Store Manager to join our innovative retail team in our Northpark Dallas boutique, on a temporary basis. This is a full-time, fixed-term contract position covering maternity leave, expected to...
...Excellence in Exporting 2025! Role Description This is a full-time on-site role for a Project Engineer or project manager at PEPM... .... ~ BCBS health, dental and vision. ~ Option for partial remote work. ~ Professional and friendly work environmental. ~ Relocation...